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Self-regulatory organizations
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811	Appendices - FY 2016 Congressional Justification Report Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 15:48:05 Business Self-regulatory organizations United States corporate law Auditing U.S. Securities and Exchange Commission Securities Exchange Act International Organization of Securities Commissions Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Commission of New Zealand United States securities law Finance Financial regulation
812	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:38:55 Chicago Board Options Exchange Securities Exchange Act Binary option U.S. Securities and Exchange Commission Financial economics Finance Investment
813	Outline of the Organization of FINMAC Financial Instruments Mediation Assistance Center (abbreviation: FINMAC) is an organization that accepts consultations and complaints regarding troubles related to transactions of fi Add to Reading List Source URL: www.finmac.or.jp Language: English - Date: 2014-02-22 10:06:55 Keio University Daiwa Securities Group Self-regulatory organizations Prefectures of Japan Primary dealers Dispute resolution Mediation
814	ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2015-02-03 11:39:35 Financial Industry Regulatory Authority Financial system Finance Broker-dealer Registered representative Registered Investment Advisor United States securities law Financial economics Self-regulatory organizations
815	PREFACE The futures industry’s Joint Audit Committee (JAC) developed the initial edition of this handbook during 1994 in an effort to standardize margin procedures, where possible. The handbook was approved by each of Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2015-01-09 13:36:46 Self-regulatory organizations Commodities market Futures exchanges Financial markets Commodity Futures Trading Commission Futures contract Chicago Mercantile Exchange National Futures Association New York Board of Trade Financial economics Financial system Finance
816	Investor Advisory Committee Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 11:10:37 Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial regulation
817	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 10, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning E Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-11 06:34:04 Options Clearing Corporation Financial markets Futures exchange Futures contract Chicago Board Options Exchange Mark-to-market accounting Stock market Finance Financial economics Financial system
818	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Numbers SR-OCC[removed]and AN-OCC[removed]December 14, 2012 Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-14 12:48:28 Stock market Options Clearing Corporation Investment Exercise Option Chicago Board Options Exchange Futures exchange Derivative Futures contract Financial economics Finance Financial system
819	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]October 31, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing to Bet Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 09:12:04 Financial system Options Clearing Corporation Stock market Exercise Futures contract Short Margin Clearing Security Financial economics Finance Financial markets
820	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]September 10, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice to Amend an Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-11 13:20:46 Financial markets Options Clearing Corporation Short Futures contract Security Margin Repurchase agreement Settlement Stock market Financial economics Finance Financial system

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